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Does GRA act as a broker or placement agent?

No. GRA does not act as a broker, dealer, placement agent, finder, arranger, investment bank, insurance broker, reinsurance broker, loan broker, capital introducer, securities intermediary, crowdfunding portal, or transaction intermediary. 

GRA does not receive transaction-based compensation, arrange securities placements, place insurance, place reinsurance, arrange loans, syndicate investors, solicit buyers, introduce issuers to investors as a placement service, or negotiate transaction terms. 

Participants must not describe GRA as helping them “raise capital,” “secure investors,” “place insurance,” “obtain underwriting,” “find lenders,” “access capital markets,” or “arrange financing.” 

GRA can help structure readiness records so that competent institutions may later understand the matter. That is different from brokerage or placement. 

A readiness pathway is not a placement pathway. A capital-readable summary is not a private placement memorandum. A room discussion is not a transaction process. 

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